Investment Questionnaire 2.0


This survey is used as an unobtrusive first "touch" with a prospective client





Do you have any current investments?

Do you use an investment advisor or make your own investment decisions?

What type of service do (would) you expect your financial advisor to provide?

Do you own any mutual funds, index funds, ETFs, or stocks?

Mutual funds, index funds and ETFs are a collection of stocks. Stocks represent ownership in a business. As an owner of a mutual fund, you are a busin

Most investors buy publicly traded stocks or mutual funds that hold stocks. If you invested in publicly traded stocks would you want to know which bus

(Have an adviser) Does your current financial adviser clearly communicate which businesses you own and why you own them?

What is the best investment you've ever made?

What do you wish you knew more about in regards to investing?

If you knew your kids would take your advice what would you tell them in regards to investing?